Our management team combines a wealth of experiences across a wide range of functions and roles.You find some of the things we have done in the past below.
Advisory & Execution
Global Wealth Manager – Business Impact Assessment
Project lead for a business impact assessment, analysing the differences between the core banking platform used by a major private bank in Europe and the current platform in APAC, identifying gaps & opportunities.
Singaporean Independent Advisor – Private Equity Offering
Analysis and presentation of structuring options for client offshore private equity investments to senior management.
U.S. Investment Advisor – Transition of Fund Accounting
Project lead for the relocation of accounting function from the US and build-up of the new team in SG.
Hands-on Management Experience
Full responsibility for all company and fund operations, organization, and finances, globally (Switzerland, Singapore, U.S., offshore), and participation on top management level in the definition, structuring, and implementation of product offerings at several financial services companies:
As Chief Operating Officer:
Built up group and fund structures, re-engineered and implemented operational, compliance, and risk procedures and established in-depth internal manuals and external documentation.Responsible for re-engineering to stabilize and further improve the company’s operations. Led the business side in the conception and setup of fund of hedge fund data management and valuation software, successfully implemented the system and developed it further. Responsible for operational due diligence in fund of hedge fund research processes.
As Chief Compliance Officer:
Responsible for group-wide compliance, particularly ensuring compliance with all relevant U.S. regulations as well as those of the Monetary Authority of Singapore (MAS) and the Cayman Islands Monetary Authority (CIMA).
As Chief Executive Officer:
Design and implementation of strategy, structure, operational procedures, and compliance as well as ongoing full management responsibility for a listed Swiss investment company.Consultant to and responsible for operations of single-manager hedge funds platform of a large Swiss private bank, Business Line Trading and Sales, as well as specially qualified member of the investment committee for Swiss Funds with Special Risks of the same banking group.
Business University (Banking) – Implementation of Regulatory Requirements
Project manager for concept, design, and development of strategy and action points to become compliant with new regulatory requirements for client facing staff (Singapore Private Banking Code of Conduct) as well as organization of training sessions.
Successfully helped individual clients to find a new role in their professional lives to be better aligned to their values and desires.
Successfully mediated many cases at the Small Claims Tribunal in Singapore and during private commercial Mediation sessions at the Singapore Mediation Centre (SMC) as well as at the Tripartite Alliance for Dispute Management (TADM).
Conducted successful mediation sessions to resolve employer – employee conflicts to enable resolution to either return to a productive work environment or – if necessary – to end the working relationship in a satisfactory manner for both parties.